carta-compliance-routing

carta-compliance-routing is a skill for Claude Code from carta/plugins. It costs 141 tokens per session (2,733 once invoked), scanned A, original, Apache-2.0.

A routing guide for investment-regulation questions involving Form ADV, Schedule D, Form PF, and assets under management. Form ADV is a filing that investment advisers submit to the U.S. Securities and Exchange Commission.

In plain words
What is it for?
Use it when preparing annual regulatory filings or finding figures such as regulatory assets under management, Schedule D details, or Form PF data.
Why use it?
It directs each filing-related question to the relevant source and distinguishes supported customer requests from capabilities that are not yet generally available.

Skill for Claude Code

Written for Claude Code: allowed-tools in frontmatter. Also seen: model in frontmatter; names the AskUserQuestion tool.

Runs only inside its plugin — its command needs a path that Claude Code sets for a plugin’s own hooks and for nothing else. Install the plugin, not this.

Part of the carta-investors plugin — 15 skills shipped together

Good fit Use it when preparing annual regulatory filings or finding figures such as regulatory assets under management, Schedule D details, or Form PF data.

Compare 6 skills from other repositories ↓
Install

Getting it into your agent

This one installs as part of its plugin. Adding the marketplace and installing the plugin brings it with everything else the plugin ships.

Claude Code
/plugin marketplace add carta/plugins
Claude Code
/plugin install carta-investors

Made for: Claude Code.

Or install carta-investors, the plugin that ships this one along with the rest of its 15 skills.

Wrote this? Show the measurements

A badge with what this costs and how it scanned, read live from this page, so it follows the numbers instead of freezing them. Markdown for a README, HTML for a documentation site or a project page.

agentmods badge for carta-compliance-routing

README.md
[![agentmods](https://agentmods.dev/badge/skills/carta/plugins/carta-compliance-routing/github.svg)](https://agentmods.dev/skills/carta/plugins/carta-compliance-routing)
Your own site
<a href="https://agentmods.dev/skills/carta/plugins/carta-compliance-routing"><img src="https://agentmods.dev/badge/skills/carta/plugins/carta-compliance-routing/github.svg" alt="Measured on agentmods" height="20"></a>

Or the 80×15 button, for a site that already has a row of RSS and ATOM ones. Only the verdict fits; the numbers stay here.

agentmods 80×15 button for carta-compliance-routing

Your own site · 80×15
<a href="https://agentmods.dev/skills/carta/plugins/carta-compliance-routing"><img src="https://agentmods.dev/badge/skills/carta/plugins/carta-compliance-routing.svg" alt="Reviewed on agentmods" width="80" height="20"></a>
Per session 141 Skills are progressive disclosure: only the name and description are preloaded; the body loads when the skill is used.
When invoked 2,733 The whole file, excluding the scripts and references it only reads on demand.
Security scan A 0 findings. A grade says what 26 rules found in the file — not that it is safe.
Origin original No closer match found in the catalogue.
Token cost

What it costs to keep this loaded

Counted locally with the o200k_base tokenizer, which is exact for GPT models; Claude uses its own tokenizer and its counts differ. Treat this as one consistent yardstick across the catalogue rather than a bill. Prices are per million input tokens.

ModelPer sessionOnce invoked
Fable 5.1 $0.00141 $0.02733
Opus 5 $0.00071 $0.01367
Sonnet 5 $0.00028 $0.00547
Haiku 4.5 $0.00014 $0.00273

Measured 9d ago against content hash ae9a56fd4970, method: parsed. Prices are Anthropic first-party input rates as of 2026-09-08, from the pricing page.

Security

Grade A, and why

carta-compliance-routing scanned grade A with 0 findings against 26 rules in 11 categories — prompt injection, anti-refusal, data exfiltration, privilege escalation, supply chain, agent snooping, system-prompt leakage, SSRF and excessive agency — measured 9d ago.

A static scan of the body, not an audit. Every finding is printed with the line that produced it so you can judge whether it matters here. A mod is markdown that instructs an agent; that is exactly why what it instructs is worth reading.

Nothing flagged

None of the 26 patterns this scan looks for appear in this file: no shell pipes, no recursive deletes, no credential paths, no hidden text, no instruction-override or anti-refusal phrasing, no agent-config snooping. That is not a guarantee, it is the absence of the things that are checkable.

plugins/carta-investors/skills/carta-compliance-routing/SKILL.md · 217 lines

How it starts

The opening of the file, as written. The whole thing — 217 lines — stays where its author put it; the contents beside it link to each section on GitHub.

carta-compliance-routing — Compliance Router

Routes to Form ADV for regulatory filing data, executed inline from a content mirror of carta-investors:carta-form-adv — see carta-form-adv is unchanged in Architecture Notes below. Additional Compliance capabilities (document intelligence, SPA coverage audit) are internal-only today and will be wired into this router as they reach general availability for external users.

Scope note: This router covers the Compliance skill(s) available to external customers today. Document Intelligence and SPA Audit exist as internal skills but are not yet GA for external users — see Future routes below.


Route Map

Intent Skill
Form ADV, Schedule D, regulatory AUM, Form PF, annual SEC filing references/form-adv.md

Customer Intent Framework

Use this as the semantic layer when Step 1 signal phrases don't produce an exact match.

What the customer is trying to do Typical phrasing Route
Pull regulatory filing data — AUM, Schedule D, Form PF, annual SEC filing prep "pull our Form ADV data", "what's our regulatory AUM", "Schedule D for this year's filing", "what do I need for Form PF Section 1", "how much AUM do we report to the SEC", "filing season is coming up" form-adv

Read the full file on GitHub · 217 lines

Files

What ships with it

3 files beside SKILL.md in the same directory: the scripts, references and assets a skill reads on demand. Not counted in the per-session cost; read them before you install if any of them is executable.

Changes

What this file has done since we first saw it

Hashed on every crawl. A supply-chain change to an agent config is a question of when, not whether, so the history is kept rather than the latest state alone.

  1. 9d ago First seen · 217 lines · 141 tokens per session scan A ae9a56fd4970

Subscribe to this mod's changes

carta-compliance-routing is a skill published in the GitHub repository carta/plugins (12 stars, last pushed yesterday), licensed Apache-2.0. It adds 141 tokens to every session and 2,733 once invoked, about $0.0007 per session on Opus 5. A static security scan graded it A with 0 findings. No closer match exists in the catalogue, so it is treated as the original; first seen 2026-08-30.

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