Getting it into your agent
One page per mod, every tool's command on it. A separate URL per tool would split the same page into five that compete with each other.
npx skills add JoelLewis/finance_skills --skill client-disclosuresgit clone --depth 1 https://github.com/JoelLewis/finance_skillsWrote this? Show the measurements
A badge with what this costs and how it scanned, read live from this page, so it follows the numbers instead of freezing them. Markdown for a README, HTML for a documentation site or a project page.
[](https://agentmods.dev/skills/joellewis/finance_skills/client-disclosures)<a href="https://agentmods.dev/skills/joellewis/finance_skills/client-disclosures"><img src="https://agentmods.dev/badge/skills/joellewis/finance_skills/client-disclosures/github.svg" alt="Measured on agentmods" height="20"></a>Or the 80×15 button, for a site that already has a row of RSS and ATOM ones. Only the verdict fits; the numbers stay here.
<a href="https://agentmods.dev/skills/joellewis/finance_skills/client-disclosures"><img src="https://agentmods.dev/badge/skills/joellewis/finance_skills/client-disclosures.svg" alt="Reviewed on agentmods" width="80" height="20"></a>- Socket pass
- Snyk pass
- NVIDIA SkillSpector pass
What it costs to keep this loaded
Counted locally with the o200k_base tokenizer, which is exact for GPT models; Claude uses its own tokenizer and its counts differ. Treat this as one consistent yardstick across the catalogue rather than a bill. Prices are per million input tokens.
| Model | Per session | Once invoked |
|---|---|---|
| Fable 5.1 | $0.00169 | $0.03159 |
| Opus 5 | $0.00084 | $0.01580 |
| Sonnet 5 | $0.00034 | $0.00632 |
| Haiku 4.5 | $0.00017 | $0.00316 |
Grade A, and why
client-disclosures scanned grade A with 0 findings against 26 rules in 11 categories — prompt injection, anti-refusal, data exfiltration, privilege escalation, supply chain, agent snooping, system-prompt leakage, SSRF and excessive agency — measured 11d ago.
A static scan of the body, not an audit. Every finding is printed with the line that produced it so you can judge whether it matters here. A mod is markdown that instructs an agent; that is exactly why what it instructs is worth reading.
Nothing flagged
None of the 26 patterns this scan looks for appear in this file: no shell pipes, no recursive deletes, no credential paths, no hidden text, no instruction-override or anti-refusal phrasing, no agent-config snooping. That is not a guarantee, it is the absence of the things that are checkable.
How it starts
The opening of the file, as written. The whole thing — 179 lines — stays where its author put it; the contents beside it link to each section on GitHub.
Client Disclosures
Regulatory status current as of June 2026 — verify effective dates, dollar thresholds, and pending rulemakings against current SEC/FINRA/FinCEN sources before advising.
Core Concepts
Form ADV Part 1
Filed electronically via IARD (Investment Adviser Registration Depository). Contains:
- Registration information (SEC, states)
- Form of organization, control persons, and ownership
- Disciplinary history (criminal, regulatory, civil)
- Other business activities and financial industry affiliations
- Custody of client assets
- Participation in client transactions
- AUM and number of clients
Part 1 is publicly available through the SEC's Investment Adviser Public Disclosure (IAPD) website. It is not delivered to clients but is a regulatory filing that must be kept current (annual updating amendment within 90 days of fiscal year end, interim amendments for material changes).
Form ADV Part 2A (Firm Brochure)
The primary disclosure document for RIAs. Must contain 18 items:
- Cover page
- Material changes summary (annual update)
- Table of contents
- Advisory business description
- Fees and compensation (see fee-disclosure skill)
- Performance-based fees (if applicable)
- Types of clients
- Methods of analysis, investment strategies, and risk of loss
- Disciplinary information
- Other financial industry activities and affiliations
- Code of ethics, participation in client transactions, personal trading
- Brokerage practices (best execution, soft dollars, directed brokerage)
- Review of accounts (frequency, triggers, reviewer qualifications)
- Client referrals and other compensation
- Custody
- Investment discretion
- Voting client securities (proxy voting)
- Financial information (balance sheet if prepaid fees or custody)
Delivery requirements: Initial delivery to prospective clients before or at the time of entering the advisory contract. Annual offer to deliver updated brochure (or delivery of a summary of material changes with an offer to provide the full brochure) within 120 days of fiscal year end. Interim delivery required for material changes that clients should know about.
What this file has done since we first saw it
Hashed on every crawl. A supply-chain change to an agent config is a question of when, not whether, so the history is kept rather than the latest state alone.
- 11d ago First seen · 179 lines · 169 tokens per session scan A a91bebf767ca
client-disclosures is a skill published in the GitHub repository JoelLewis/finance_skills (184 stars, last pushed 1mo ago), licensed MIT. It adds 169 tokens to every session and 3,159 once invoked, about $0.0008 per session on Opus 5. A static security scan graded it A with 0 findings. No closer match exists in the catalogue, so it is treated as the original; first seen 2026-08-30.
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