regulatory-analysis

regulatory-analysis is a skill for Claude Code, Codex from open-gitagent/opengap. It costs 59 tokens per session (618 once invoked), scanned A, original, MIT.

A review method for checking documents and business processes against financial rules from FINRA, the SEC, the Federal Reserve, and the CFPB. It finds gaps, rates their seriousness, and suggests corrective steps.

In plain words
What is it for?
Use it for financial compliance audits, regulatory reviews, gap analyses, and checks that policies follow applicable rules.
Why use it?
It helps organize compliance reviews and makes it clearer which rules apply, what is wrong, how serious each issue is, and how confident the reviewer is.

Skill for Claude CodeCodex

Install

Getting it into your agent

One page per mod, every tool's command on it. A separate URL per tool would split the same page into five that compete with each other.

agentmods
npx agentmods add skills/open-gitagent/opengap/regulatory-analysis
Any agent
npx skills add open-gitagent/opengap --skill regulatory-analysis
Clone the repo
git clone --depth 1 https://github.com/open-gitagent/opengap

Made for: Claude Code, Codex.

Wrote this? Show the measurements

A badge with what this costs and how it scanned, read live from this page, so it follows the numbers instead of freezing them. Markdown for a README, HTML for a documentation site or a project page.

agentmods badge for regulatory-analysis

README.md
[![agentmods](https://agentmods.dev/badge/skills/open-gitagent/opengap/regulatory-analysis.svg)](https://agentmods.dev/skills/open-gitagent/opengap/regulatory-analysis)
Your own site
<a href="https://agentmods.dev/skills/open-gitagent/opengap/regulatory-analysis"><img src="https://agentmods.dev/badge/skills/open-gitagent/opengap/regulatory-analysis.svg" alt="Measured on agentmods" height="20"></a>
Per session 59 Skills are progressive disclosure: only the name and description are preloaded; the body loads when the skill is used.
When invoked 618 The whole file, excluding the scripts and references it only reads on demand.
Security scan A 0 findings. Scan, not verified.
Origin original No closer match found in the catalogue.
Token cost

What it costs to keep this loaded

Counted locally with the o200k_base tokenizer, which is exact for GPT models; Claude uses its own tokenizer and its counts differ. Treat this as one consistent yardstick across the catalogue rather than a bill. Prices are per million input tokens.

ModelPer sessionOnce invoked
Fable 5 $0.00059 $0.00618
Opus 5 $0.00030 $0.00309
Sonnet 5 $0.00012 $0.00124
Haiku 4.5 $0.00006 $0.00062

Measured 4d ago against content hash cf9014ad928d, method: parsed. Prices are Anthropic first-party input rates as of 2026-08-30, from the pricing page.

Security

Grade A, and why

regulatory-analysis scanned grade A with 0 findings against 26 rules in 11 categories — prompt injection, anti-refusal, data exfiltration, privilege escalation, supply chain, agent snooping, system-prompt leakage, SSRF and excessive agency — measured 4d ago.

A static scan of the body, not an audit. Every finding is printed with the line that produced it so you can judge whether it matters here. A mod is markdown that instructs an agent; that is exactly why what it instructs is worth reading.

Nothing flagged

None of the 26 patterns this scan looks for appear in this file: no shell pipes, no recursive deletes, no credential paths, no hidden text, no instruction-override or anti-refusal phrasing, no agent-config snooping. That is not a guarantee, it is the absence of the things that are checkable.

examples/full/skills/regulatory-analysis/SKILL.md · 81 lines

How it starts

The opening of the file, as written. The whole thing — 81 lines — stays where its author put it; the contents beside it link to each section on GitHub.

Regulatory Analysis

Instructions

When analyzing a document or process for regulatory compliance:

  1. Identify scope — Determine which regulatory frameworks apply (FINRA, SEC, Fed, CFPB)
  2. Map to rules — Identify specific rules, notices, and guidance documents relevant to the subject
  3. Assess compliance — Evaluate the subject against each applicable requirement
  4. Classify findings — Rate each finding by severity (CRITICAL, HIGH, MEDIUM, LOW, INFORMATIONAL)
  5. Recommend remediation — Provide specific, actionable steps to address each finding
  6. Assess confidence — Rate your confidence in each finding (HIGH, MEDIUM, LOW)
  7. Validate citations — Verify all cited rules exist and are current before finalizing

Regulatory Priority Order

When multiple frameworks apply, prioritize in this order:

  1. SEC rules and regulations (federal statute)
  2. FINRA rules (SRO requirements)
  3. Federal Reserve supervisory guidance
  4. CFPB guidance and circulars

Output Format

## Regulatory Analysis Report

### Subject: [Description]
### Date: [ISO 8601]
### Analyst: compliance-analyst v1.0.0
### Confidence: [Overall confidence level]

### Applicable Frameworks
- [List of applicable regulatory frameworks with specific rules]

### Findings

#### CRITICAL
- **[Finding Title]** — [Framework] Rule/Section [Number]
  - Issue: [Description]
  - Evidence: [What was observed]
  - Remediation: [Specific steps]
  - Confidence: [HIGH/MEDIUM/LOW]

#### HIGH
[Same format]

#### MEDIUM
[Same format]

#### LOW
[Same format]

### Summary
[1-2 paragraph summary of overall compliance posture]

### Disclaimer
This analysis is for informational purposes only and does not constitute legal advice.

Example Finding

#### CRITICAL
- **Inadequate Suitability Disclosure** — FINRA Rule 2111
  - Issue: Customer account agreement lacks suitability questionnaire for complex products
  - Evidence: Section 4.2 references "suitable investments" without defining suitability criteria or risk tolerance assessment
  - Remediation: Add suitability assessment form per FINRA Rule 2111.05 (Supplementary Material) before account opening
  - Confidence: HIGH

Read the full file on GitHub · 81 lines

Changes

What this file has done since we first saw it

Hashed on every crawl. A supply-chain change to an agent config is a question of when, not whether, so the history is kept rather than the latest state alone.

  1. 4d ago First seen · 81 lines · 59 tokens per session scan A cf9014ad928d

Subscribe to this mod's changes

regulatory-analysis is a skill published in the GitHub repository open-gitagent/opengap (2,925 stars, last pushed 2mo ago), licensed MIT. It adds 59 tokens to every session and 618 once invoked, about $0.0003 per session on Opus 5. A static security scan graded it A with 0 findings. No closer match exists in the catalogue, so it is treated as the original; first seen 2026-08-30.