compliance-audit-workflow

Compliance audit workflow

Orchestrates a deployed Mistral Workflow for compliance auditing. Uses workflow_interact(action: "query") to inspect live findings mid-run, and workflow_interact(action: "signal") to approve, escalate, or skip at each decision checkpoint.

Profile note: workflow_execute, workflow_status, and workflow_interact are available in the core profile (default). files_upload (for uploading target documents) requires MISTRAL_MCP_PROFILE=full.

Temporal behavior: while the workflow is processing or waiting for a signal, its status remains RUNNING. Detect "waiting for human input" by querying a status handler, not by checking for a PAUSED status (which doesn't exist in this API).

Important: handler names are workflow-specific

Ask the user (or consult mistral://workflows) for:

• The query handler that exposes current findings (e.g. "get_findings")
• The query handler that exposes checkpoint state (e.g. "get_checkpoint")
• The signal handler that receives audit decisions (e.g. "audit_decision")

Steps

Step 1 — Collect inputs

Ask the user for:

1. workflowIdentifier — the deployed audit workflow name or ID
2. scope — compliance framework: "GDPR", "SOC2", "PCI-DSS", "ISO27001", etc.
3. Target documents: file_ids (upload via files_upload — requires full profile) or public URLs passed as workflow input
4. Optional: audit_depth — "quick" / "standard" / "full"
5. Handler names (if non-default)

Step 2 — Launch the audit

Call workflow_execute:

{
  "workflowIdentifier": "<workflow name or ID>",
  "input": {
    "scope": "<GDPR|SOC2|PCI-DSS|ISO27001>",
    "document_ids": ["<file_id_1>", "<file_id_2>"],
    "audit_depth": "standard"
  }
}

Note structuredContent.execution_id. Confirm: "Audit workflow started — execution ID: <execution_id>."

Step 3 — Poll and query mid-run findings

Loop:

1. Call workflow_status with { "executionId": "<execution_id>" }
2. Check structuredContent.status:
   • COMPLETED → go to Step 5
   • FAILED / CANCELED / TIMED_OUT → surface error and stop
   • RUNNING → continue