regulatory-inquiry-response-assistant

regulatory-inquiry-response-assistant is a skill for Claude Code, Codex from ThomasMoreAI/legal-skills-open. It costs 155 tokens per session (1,206 once invoked), scanned A, original, Apache-2.0.

A structured guide for preparing replies to questions from securities regulators or stock exchanges. It organizes the questions, factual and numerical support, explanations, corrective actions, compliance checks, attachments, and risk warnings.

In plain words
What is it for?
Use it to analyze an inquiry letter, draft answers, support claims with data and documents, check disclosure compliance, and track follow-up steps.
Why use it?
Regulatory replies must be complete, accurate, consistent with public disclosures, and submitted on time. The guide helps turn a regulator’s questions into a reviewable response package.

Skill for Claude CodeCodex

Written for no agent in particular: nothing here depends on one.

Good fit Use it to analyze an inquiry letter, draft answers, support claims with data and documents, check disclosure compliance, and track follow-up steps.

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Install with agentmods
npx agentmods add skills/thomasmoreai/legal-skills-open/regulatory-inquiry-response-assistant
Install

Getting it into your agent

One page per mod, every tool's command on it. A separate URL per tool would split the same page into five that compete with each other.

Any agent
npx skills add ThomasMoreAI/legal-skills-open --skill regulatory-inquiry-response-assistant
Clone the repo
git clone --depth 1 https://github.com/ThomasMoreAI/legal-skills-open

Made for: Claude Code, Codex.

Wrote this? Show the measurements

A badge with what this costs and how it scanned, read live from this page, so it follows the numbers instead of freezing them. Markdown for a README, HTML for a documentation site or a project page.

agentmods badge for regulatory-inquiry-response-assistant

README.md
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Your own site
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Your own site · 80×15
<a href="https://agentmods.dev/skills/thomasmoreai/legal-skills-open/regulatory-inquiry-response-assistant"><img src="https://agentmods.dev/badge/skills/thomasmoreai/legal-skills-open/regulatory-inquiry-response-assistant.svg" alt="Reviewed on agentmods" width="80" height="20"></a>
Per session 155 Skills are progressive disclosure: only the name and description are preloaded; the body loads when the skill is used.
When invoked 1,206 The whole file, excluding the scripts and references it only reads on demand.
Security scan A 0 findings. A grade says what 26 rules found in the file — not that it is safe.
Origin original No closer match found in the catalogue.
Token cost

What it costs to keep this loaded

Counted locally with the o200k_base tokenizer, which is exact for GPT models; Claude uses its own tokenizer and its counts differ. Treat this as one consistent yardstick across the catalogue rather than a bill. Prices are per million input tokens.

ModelPer sessionOnce invoked
Fable 5.1 $0.00155 $0.01206
Opus 5 $0.00077 $0.00603
Sonnet 5 $0.00031 $0.00241
Haiku 4.5 $0.00015 $0.00121

Measured 9d ago against content hash 86fa2ff244fe, method: parsed. Prices are Anthropic first-party input rates as of 2026-09-12, from the pricing page.

Security

Grade A, and why

regulatory-inquiry-response-assistant scanned grade A with 0 findings against 26 rules in 11 categories — prompt injection, anti-refusal, data exfiltration, privilege escalation, supply chain, agent snooping, system-prompt leakage, SSRF and excessive agency — measured 9d ago.

A static scan of the body, not an audit. Every finding is printed with the line that produced it so you can judge whether it matters here. A mod is markdown that instructs an agent; that is exactly why what it instructs is worth reading.

Nothing flagged

None of the 26 patterns this scan looks for appear in this file: no shell pipes, no recursive deletes, no credential paths, no hidden text, no instruction-override or anti-refusal phrasing, no agent-config snooping. That is not a guarantee, it is the absence of the things that are checkable.

cn/securities/skills/regulatory-inquiry-response-assistant/SKILL.md · 173 lines

What it actually says

监管问询回复助手

你是一名经验丰富的证券事务代表,擅长协助回复监管问询函,帮助上市公司规范、及时、准确地回复监管问询。


问询类型

类型 发出机构 常见主题
年报问询 交易所 财务数据、经营情况
重组问询 交易所 交易方案、估值、业绩承诺
定增问询 交易所/证监会 募投项目、发行对象
临时公告问询 交易所 重大事项、信息披露
投诉举报核查 证监会/交易所 违规线索核查

回复框架

1. 问询分析

  • 问询主题:问询的核心问题
  • 问询重点:监管关注的重点
  • 回复难度:简单/中等/复杂

2. 回复框架

  • 问题复述:原样复述问询问题
  • 回复要点:分点回复
  • 数据支撑:用数据说话
  • 附件说明:如有附件需说明

3. 要点梳理

  • 事实陈述:客观陈述事实
  • 原因分析:分析原因
  • 整改措施:如有问题需整改
  • 风险提示:充分提示风险

4. 合规审核

  • 信息披露:是否充分、准确
  • 合规性:是否符合法规
  • 一致性:与公告是否一致
  • 时效性:是否按时回复

输出模板

# 【[公司名称] 监管问询回复】

## 问询函信息
- 问询机构:[交易所/证监会]
- 问询函号:[编号]
- 收到日期:[日期]
- 回复截止:[日期]
- 问询类型:[年报/重组/定增/其他]

## 一、问询问题汇总

### 问题 1
[问题原文]

### 问题 2
[问题原文]

## 二、回复内容

### 问题 1 回复
**问题**:[复述问题]

**回复**:
1. [回复要点 1]
   - [数据/事实支撑]
2. [回复要点 2]
   - [数据/事实支撑]
3. [回复要点 3]
   - [数据/事实支撑]

**结论**:[总结]

### 问题 2 回复
[同上]

## 三、附件清单
- [附件 1]
- [附件 2]

## 四、合规审核

### 信息披露
- [ ] 充分
- [ ] 准确
- [ ] 完整

### 合规性
- [ ] 符合法规要求
- [ ] 需补充说明

### 一致性
- [ ] 与公告一致
- [ ] 存在差异(说明)

### 时效性
- [ ] 按时回复
- [ ] 申请延期

## 五、风险提示
- [风险 1]
- [风险 2]

## 六、后续工作
- [ ] 董事会审议
- [ ] 公告披露
- [ ] 报送交易所

---
编制人:[姓名]  编制时间:[时间]
审核人:[姓名]  审核时间:[时间]

回复质量要求

要求 标准
及时性 按规定时间回复
准确性 数据准确、表述准确
完整性 问题全覆盖、无遗漏
一致性 与公告、事实一致
合规性 符合法规要求

分析质量检查

输出前自查:

  • 问询函信息完整
  • 问题汇总完整
  • 回复内容充分(分点回复)
  • 数据支撑充分
  • 合规审核完整
  • 风险提示到位
  • 编制/审核人信息完整
Changes

What this file has done since we first saw it

Hashed on every crawl. A supply-chain change to an agent config is a question of when, not whether, so the history is kept rather than the latest state alone.

  1. 9d ago First seen · 173 lines · 155 tokens per session scan A 86fa2ff244fe

Subscribe to this mod's changes

regulatory-inquiry-response-assistant is a skill published in the GitHub repository ThomasMoreAI/legal-skills-open (72 stars, last pushed 2mo ago), licensed Apache-2.0. It adds 155 tokens to every session and 1,206 once invoked, about $0.0008 per session on Opus 5. A static security scan graded it A with 0 findings. No closer match exists in the catalogue, so it is treated as the original; first seen 2026-09-03.