regulatory-inquiry-response-refinancing

regulatory-inquiry-response-refinancing is a skill for Claude Code, Codex from ThomasMoreAI/legal-skills-open. It costs 97 tokens per session (1,567 once invoked), scanned A, original, Apache-2.0.

A guide for preparing responses to regulatory questions about refinancing in China’s securities-market review process. Refinancing includes methods such as private placements, rights issues, and convertible bonds.

In plain words
What is it for?
Use it to organize and draft replies to exchange or regulator inquiries about a refinancing application. It helps classify questions, write response sections, plan checks, state conclusions, and list supporting attachments.
Why use it?
It turns a regulator’s questions into a structured response plan and identifies the evidence needed for each answer. It also covers financing need, project use, financial effects, investors, conversion terms, and compliance.

Skill for Claude CodeCodex

Written for no agent in particular: nothing here depends on one.

Good fit Use it to organize and draft replies to exchange or regulator inquiries about a refinancing application. It helps classify questions, write response sections, plan checks, state conclusions, and list supporting attachments.

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Install with agentmods
npx agentmods add skills/thomasmoreai/legal-skills-open/regulatory-inquiry-response-refinancing
Install

Getting it into your agent

One page per mod, every tool's command on it. A separate URL per tool would split the same page into five that compete with each other.

Any agent
npx skills add ThomasMoreAI/legal-skills-open --skill regulatory-inquiry-response-refinancing
Clone the repo
git clone --depth 1 https://github.com/ThomasMoreAI/legal-skills-open

Made for: Claude Code, Codex.

Wrote this? Show the measurements

A badge with what this costs and how it scanned, read live from this page, so it follows the numbers instead of freezing them. Markdown for a README, HTML for a documentation site or a project page.

agentmods badge for regulatory-inquiry-response-refinancing

README.md
[![agentmods](https://agentmods.dev/badge/skills/thomasmoreai/legal-skills-open/regulatory-inquiry-response-refinancing/github.svg)](https://agentmods.dev/skills/thomasmoreai/legal-skills-open/regulatory-inquiry-response-refinancing)
Your own site
<a href="https://agentmods.dev/skills/thomasmoreai/legal-skills-open/regulatory-inquiry-response-refinancing"><img src="https://agentmods.dev/badge/skills/thomasmoreai/legal-skills-open/regulatory-inquiry-response-refinancing/github.svg" alt="Measured on agentmods" height="20"></a>

Or the 80×15 button, for a site that already has a row of RSS and ATOM ones. Only the verdict fits; the numbers stay here.

agentmods 80×15 button for regulatory-inquiry-response-refinancing

Your own site · 80×15
<a href="https://agentmods.dev/skills/thomasmoreai/legal-skills-open/regulatory-inquiry-response-refinancing"><img src="https://agentmods.dev/badge/skills/thomasmoreai/legal-skills-open/regulatory-inquiry-response-refinancing.svg" alt="Reviewed on agentmods" width="80" height="20"></a>
Per session 97 Skills are progressive disclosure: only the name and description are preloaded; the body loads when the skill is used.
When invoked 1,567 The whole file, excluding the scripts and references it only reads on demand.
Security scan A 0 findings. A grade says what 26 rules found in the file — not that it is safe.
Origin original No closer match found in the catalogue.
Token cost

What it costs to keep this loaded

Counted locally with the o200k_base tokenizer, which is exact for GPT models; Claude uses its own tokenizer and its counts differ. Treat this as one consistent yardstick across the catalogue rather than a bill. Prices are per million input tokens.

ModelPer sessionOnce invoked
Fable 5.1 $0.00097 $0.01567
Opus 5 $0.00048 $0.00783
Sonnet 5 $0.00019 $0.00313
Haiku 4.5 $0.00010 $0.00157

Measured 13d ago against content hash 4e477dd4f32a, method: parsed. Prices are Anthropic first-party input rates as of 2026-09-12, from the pricing page.

Security

Grade A, and why

regulatory-inquiry-response-refinancing scanned grade A with 0 findings against 26 rules in 11 categories — prompt injection, anti-refusal, data exfiltration, privilege escalation, supply chain, agent snooping, system-prompt leakage, SSRF and excessive agency — measured 13d ago.

A static scan of the body, not an audit. Every finding is printed with the line that produced it so you can judge whether it matters here. A mod is markdown that instructs an agent; that is exactly why what it instructs is worth reading.

Nothing flagged

None of the 26 patterns this scan looks for appear in this file: no shell pipes, no recursive deletes, no credential paths, no hidden text, no instruction-override or anti-refusal phrasing, no agent-config snooping. That is not a guarantee, it is the absence of the things that are checkable.

cn/capital-markets/skills/regulatory-inquiry-response-refinancing/SKILL.md · 192 lines

How it starts

The opening of the file, as written. The whole thing — 192 lines — stays where its author put it; the contents beside it link to each section on GitHub.

监管问询回复助手(再融资版)

触发场景

使用此技能当:

  • 用户需要撰写再融资审核问询回复
  • 用户要梳理定增/配股/可转债问询问题的回复思路
  • 用户需要组织再融资问询回复的核查材料
  • 用户要核查回复内容的完整性和准确性
  • 用户提到"定增问询"、"再融资问询"、"可转债问询"、"反馈意见"等

核心工作流

1. 确认问询基本信息

首先向用户确认以下信息:

  • 融资方式:定增/配股/可转债/其他
  • 审核机构:交易所/证监会
  • 问询轮次:第一轮/第二轮
  • 问题数量:共多少问题
  • 回复截止日:何时需要提交

2. 再融资问询问题分类

将问询问题按以下类型分类:

2.1 融资必要性
  • 前次募集资金使用情况
  • 本次融资规模合理性
  • 融资时机选择
  • 替代融资方案分析
2.2 募投项目
  • 项目合规性(立项、环评、用地)
  • 投资估算合理性
  • 经济效益测算
  • 项目实施能力
  • 市场前景分析
2.3 财务影响
  • 对资产负债结构的影响
  • 对每股收益的摊薄
  • 对现金流的影响
  • 财务可行性分析
2.4 发行对象(定增)
  • 发行对象资格
  • 认购资金来源
  • 锁定期安排
  • 关联交易(如适用)
2.5 转股条款(可转债)
  • 转股价格确定
  • 转股条款设计
  • 赎回/回售条款
  • 对原股东权益影响
2.6 合规性
  • 是否符合发行条件
  • 是否存在禁止发行情形
  • 信息披露合规性

3. 回复撰写框架

为每个问题生成回复框架:

## 问题 [X]:[问题标题]

### 问题原文
[交易所/证监会问询原文]

### 回复要点
1. [核心观点 1]
2. [核心观点 2]
3. [核心观点 3]

### 回复正文

#### 一、[分论点 1]
[详细论述 + 数据支撑]

#### 二、[分论点 2]
[详细论述 + 数据支撑]

### 核查程序
1. [核查程序 1]
2. [核查程序 2]

### 核查结论
[明确结论]

### 附件材料
- [附件 1 名称]
- [附件 2 名称]

4. 再融资回复特殊要点

4.1 融资必要性论证
  • 展示资金缺口的测算过程
  • 说明融资规模的合理性
  • 分析股权融资 vs 债务融资的选择
  • 论证融资时机的适当性
4.2 募投项目论证
  • 项目与公司战略的协同性
  • 市场需求的充分论证
  • 技术/人员/管理能力的匹配
  • 风险因素的充分揭示
4.3 摊薄影响分析
  • 测算对即期回报的摊薄
  • 说明填补回报的措施
  • 控股股东/实控人承诺
  • 董事/高管承诺
4.4 前次募资使用
  • 前次募集资金使用进度
  • 使用效果与承诺对比
  • 是否存在变更用途
  • 是否存在违规行为

5. 常见问题回复策略

问题类型 回复策略
融资必要性不足 详细测算资金缺口、展示项目紧迫性
募投项目前景不明 提供市场调研、订单意向、可行性研究
摊薄影响较大 说明长期价值、填补回报措施
前次募资使用缓慢 解释原因、展示改进措施、调整计划
发行对象关联关系 披露关联关系、说明定价公允性

6. 核查材料组织

## 问题 [X] 核查材料清单

### 募投项目相关文件
- [ ] 项目可行性研究报告
- [ ] 立项批复文件
- [ ] 环评批复
- [ ] 用地预审意见

### 财务测算文件
- [ ] 投资估算明细
- [ ] 效益测算过程
- [ ] 敏感性分析

### 合规性文件
- [ ] 董事会/股东大会决议
- [ ] 前次募资使用情况报告
- [ ] 填补回报措施承诺

7. 回复质量检查

  • 融资必要性论证充分
  • 募投项目可行性清晰
  • 财务测算合理、假设审慎
  • 摊薄影响分析完整
  • 与前次披露一致
  • 核查程序充分
  • 附件材料完整

参考资源

  • references/refinancing-inquiry-types.md - 再融资问询问题类型库
  • references/response-templates-refinancing.md - 再融资回复模板
  • references/raising-rules.md - 再融资规则汇编

注意事项

Read the full file on GitHub · 192 lines

Changes

What this file has done since we first saw it

Hashed on every crawl. A supply-chain change to an agent config is a question of when, not whether, so the history is kept rather than the latest state alone.

  1. 13d ago First seen · 192 lines · 97 tokens per session scan A 4e477dd4f32a

Subscribe to this mod's changes

regulatory-inquiry-response-refinancing is a skill published in the GitHub repository ThomasMoreAI/legal-skills-open (72 stars, last pushed 2mo ago), licensed Apache-2.0. It adds 97 tokens to every session and 1,567 once invoked, about $0.0005 per session on Opus 5. A static security scan graded it A with 0 findings. No closer match exists in the catalogue, so it is treated as the original; first seen 2026-08-30.

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