sox-testing-th

A guide for SOX 404 testing, a process for checking internal controls over financial reporting under the Sarbanes-Oxley Act.

In plain words
What is it for?
Use it to select samples, create testing workpapers, assess controls in areas such as revenue and payroll, and classify control deficiencies.
Why use it?
It structures recurring control checks and documents the evidence and assessments needed for review.

Skill for Claude CodeCodex

Part of the finance plugin — 8 skills shipped together

Install

Getting it into your agent

One page per mod, every tool's command on it. A separate URL per tool would split the same page into five that compete with each other.

agentmods
npx agentmods add skills/warroom-ceo/core/sox-testing
Any agent
npx skills add WARROOM-CEO/CORE --skill sox-testing
Clone the repo
git clone --depth 1 https://github.com/WARROOM-CEO/CORE

Made for: Claude Code, Codex.

Or install finance, the plugin that ships this one along with the rest of its 8 skills.

Per session 76 Skills are progressive disclosure: only the name and description are preloaded; the body loads when the skill is used.
When invoked 2,081 The whole file, excluding the scripts and references it only reads on demand.
Security scan A 0 findings. Scan, not verified.
Origin original No closer match found in the catalogue.
Token cost

What it costs to keep this loaded

Counted locally with the o200k_base tokenizer, which is exact for GPT models; Claude uses its own tokenizer and its counts differ. Treat this as one consistent yardstick across the catalogue rather than a bill. Prices are per million input tokens.

ModelPer sessionOnce invoked
Fable 5 $0.00076 $0.02081
Opus 5 $0.00038 $0.01040
Sonnet 5 $0.00015 $0.00416
Haiku 4.5 $0.00008 $0.00208

Measured 3d ago against content hash c5f0539293b6, method: parsed. Prices are Anthropic first-party input rates as of 2026-08-30, from the pricing page.

Security

Grade A, and why

sox-testing-th scanned grade A with 0 findings against 26 rules in 11 categories — prompt injection, anti-refusal, data exfiltration, privilege escalation, supply chain, agent snooping, system-prompt leakage, SSRF and excessive agency — measured 3d ago.

A static scan of the body, not an audit. Every finding is printed with the line that produced it so you can judge whether it matters here. A mod is markdown that instructs an agent; that is exactly why what it instructs is worth reading.

Nothing flagged

None of the 26 patterns this scan looks for appear in this file: no shell pipes, no recursive deletes, no credential paths, no hidden text, no instruction-override or anti-refusal phrasing, no agent-config snooping. That is not a guarantee, it is the absence of the things that are checkable.

plugins/finance/skills/sox-testing/SKILL.md · 221 lines

How it starts

The opening of the file, as written. The whole thing — 221 lines — stays where its author put it; the contents beside it link to each section on GitHub.

Language: All user-facing output — responses, summaries, and any text the user will read — must be written in Thai (ภาษาไทย). Internal logic, file paths, code snippets, and technical values remain in English.

SOX Compliance Testing

If you see unfamiliar placeholders or need to check which tools are connected, see CONNECTORS.md.

Important: This command assists with SOX compliance workflows but does not provide audit or legal advice. All testing workpapers and assessments should be reviewed by qualified financial professionals before use in audit documentation.

Generate sample selections, create testing workpapers, document control assessments, and provide testing templates for SOX 404 internal controls over financial reporting.

Usage

/sox <control-area> <period>

Arguments

  • control-area — The control area to test:
    • revenue-recognition — Revenue cycle controls (order-to-cash)
    • procure-to-pay or p2p — Procurement and AP controls (purchase-to-pay)
    • payroll — Payroll processing and compensation controls
    • financial-close — Period-end close and reporting controls
    • treasury — Cash management and treasury controls
    • fixed-assets — Capital asset lifecycle controls
    • inventory — Inventory valuation and management controls
    • itgc — IT general controls (access, change management, operations)
    • entity-level — Entity-level and monitoring controls
    • journal-entries — Journal entry processing controls
    • Any specific control ID or name
  • period — The testing period (e.g., 2024-Q4, 2024, 2024-H2)

Workflow

1. Identify Controls to Test

Based on the control area, identify the key controls. Present the control matrix:

Control # Control Description Type Frequency Key/Non-Key Risk Assertion
[ID] [Description] Manual/Automated/IT-Dependent Daily/Weekly/Monthly/Quarterly/Annual Key High/Medium/Low [CEAVOP]

Read the full file on GitHub · 221 lines

Files

What ships with it

1 file beside SKILL.md in the same directory: the scripts, references and assets a skill reads on demand. Not counted in the per-session cost; read them before you install if any of them is executable.

Changes

What this file has done since we first saw it

Hashed on every crawl. A supply-chain change to an agent config is a question of when, not whether, so the history is kept rather than the latest state alone.

  1. 3d ago First seen · 221 lines · 76 tokens per session scan A c5f0539293b6

Subscribe to this mod's changes

sox-testing-th is a skill published in the GitHub repository WARROOM-CEO/CORE (30 stars, last pushed 5mo ago), licensed MIT. It adds 76 tokens to every session and 2,081 once invoked, about $0.0004 per session on Opus 5. A static security scan graded it A with 0 findings. No closer match exists in the catalogue, so it is treated as the original; first seen 2026-08-30.

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