ria-fiduciary-conflict-disclosure

ria-fiduciary-conflict-disclosure is a skill for Claude Code, Codex from deciqAI/knowledge-skills. It costs 78 tokens per session (717 once invoked), scanned A, original, MIT.

A framework for registered investment advisers to identify and disclose conflicts of interest, such as incentives created by fees, affiliated firms, or rollover recommendations. An RIA is a firm that provides investment advice and has a fiduciary duty to clients.

In plain words
What is it for?
Use it when preparing Form ADV disclosures, reviewing compensation arrangements, or assessing whether an advisory recommendation may benefit the adviser at the client's expense.
Why use it?
It helps distinguish conflicts that can be removed from those that must be clearly disclosed and managed. This reduces the risk of hiding important incentives behind vague language.

Skill for Claude CodeCodex

Written for no agent in particular: nothing here depends on one.

Needs its repository: it reads a path above its own folder, which exists only inside the repository. The line is **Industry front door for [principal-agent](../principal-agent/SKILL.md).** Adds domain triggers, example, packs only. Parent Process unchanged..

Good fit Use it when preparing Form ADV disclosures, reviewing compensation arrangements, or assessing whether an advisory recommendation may benefit the adviser at the client's expense.

Compare 6 skills from other repositories ↓
Install

Getting it into your agent

It runs from inside its repository, so the clone comes first — what it calls does not travel with the file alone.

Clone the repo
git clone --depth 1 https://github.com/deciqAI/knowledge-skills
agentmods
npx agentmods add skills/deciqai/knowledge-skills/ria-fiduciary-conflict-disclosure

Made for: Claude Code, Codex.

Wrote this? Show the measurements

A badge with what this costs and how it scanned, read live from this page, so it follows the numbers instead of freezing them. Markdown for a README, HTML for a documentation site or a project page.

agentmods badge for ria-fiduciary-conflict-disclosure

README.md
[![agentmods](https://agentmods.dev/badge/skills/deciqai/knowledge-skills/ria-fiduciary-conflict-disclosure/github.svg)](https://agentmods.dev/skills/deciqai/knowledge-skills/ria-fiduciary-conflict-disclosure)
Your own site
<a href="https://agentmods.dev/skills/deciqai/knowledge-skills/ria-fiduciary-conflict-disclosure"><img src="https://agentmods.dev/badge/skills/deciqai/knowledge-skills/ria-fiduciary-conflict-disclosure/github.svg" alt="Measured on agentmods" height="20"></a>

Or the 80×15 button, for a site that already has a row of RSS and ATOM ones. Only the verdict fits; the numbers stay here.

agentmods 80×15 button for ria-fiduciary-conflict-disclosure

Your own site · 80×15
<a href="https://agentmods.dev/skills/deciqai/knowledge-skills/ria-fiduciary-conflict-disclosure"><img src="https://agentmods.dev/badge/skills/deciqai/knowledge-skills/ria-fiduciary-conflict-disclosure.svg" alt="Reviewed on agentmods" width="80" height="20"></a>
Per session 78 Skills are progressive disclosure: only the name and description are preloaded; the body loads when the skill is used.
When invoked 717 The whole file, excluding the scripts and references it only reads on demand.
Security scan A 0 findings. A grade says what 26 rules found in the file — not that it is safe.
Origin original No closer match found in the catalogue.
Token cost

What it costs to keep this loaded

Counted locally with the o200k_base tokenizer, which is exact for GPT models; Claude uses its own tokenizer and its counts differ. Treat this as one consistent yardstick across the catalogue rather than a bill. Prices are per million input tokens.

ModelPer sessionOnce invoked
Fable 5.1 $0.00078 $0.00717
Opus 5 $0.00039 $0.00358
Sonnet 5 $0.00016 $0.00143
Haiku 4.5 $0.00008 $0.00072

Measured 9d ago against content hash 82c4f223a144, method: parsed. Prices are Anthropic first-party input rates as of 2026-09-12, from the pricing page.

Security

Grade A, and why

ria-fiduciary-conflict-disclosure scanned grade A with 0 findings against 26 rules in 11 categories — prompt injection, anti-refusal, data exfiltration, privilege escalation, supply chain, agent snooping, system-prompt leakage, SSRF and excessive agency — measured 9d ago.

A static scan of the body, not an audit. Every finding is printed with the line that produced it so you can judge whether it matters here. A mod is markdown that instructs an agent; that is exactly why what it instructs is worth reading.

Nothing flagged

None of the 26 patterns this scan looks for appear in this file: no shell pipes, no recursive deletes, no credential paths, no hidden text, no instruction-override or anti-refusal phrasing, no agent-config snooping. That is not a guarantee, it is the absence of the things that are checkable.

ria-fiduciary-conflict-disclosure/SKILL.md · 52 lines

How it starts

The opening of the file, as written. The whole thing — 52 lines — stays where its author put it; the contents beside it link to each section on GitHub.

RIA — Fiduciary Conflict-of-Interest Disclosure

Industry front door for principal-agent. Adds domain triggers, example, packs only. Parent Process unchanged. Not legal advice.

Activate when: identifying/disclosing conflicts in ADV 2A; compensation that varies by product; affiliated custodian/manager; rollover recommendations; "is this a conflict we must disclose?" Do NOT activate when: no advisory relationship / no agency duty.

Why this variant

The parent principal-agent analyzes misaligned incentives between an agent and the principal they serve. An RIA is a fiduciary — the principal-agent problem is the regulatory core. The duty: eliminate or fully & fairly disclose every conflict so the client can consent.

Domain inputs → parent's Process

  • Enumerate where the advisor's interest diverges from the client's: fee tiers, revenue sharing/12b-1, proprietary products, affiliated custodian, rollover-to-AUM incentives, side compensation.
  • For each: can it be eliminated? If not, disclose fully and fairly (specific, not boilerplate) + mitigate.
  • Confirm the recommendation still meets the best-interest / duty-of-care standard independent of the advisor's benefit.

Worked example

Recommending a 401(k) rollover into an AUM-fee account. → Classic conflict: advisor earns more if assets roll in. Duty: document why the rollover is in the client's best interest (fees, services, options compared), disclose the compensation conflict specifically. Undocumented = exam finding.

Compliance anchors

  • Advisers Act fiduciary duty (SEC 2019 interpretation); ADV 2A conflict disclosure; DOL/best-interest for rollovers as applicable.

Packs

  • Solo: conflicts inventory refreshed with ADV annually.
  • CCO: rollover best-interest documentation template.

Red flags

  • Boilerplate "we may have conflicts" instead of specific disclosure.
  • Rollover recommended with no comparison documented.
  • Compensation differences by product not surfaced.

Read the full file on GitHub · 52 lines

Changes

What this file has done since we first saw it

Hashed on every crawl. A supply-chain change to an agent config is a question of when, not whether, so the history is kept rather than the latest state alone.

  1. 9d ago First seen · 52 lines · 78 tokens per session scan A 82c4f223a144

Subscribe to this mod's changes

ria-fiduciary-conflict-disclosure is a skill published in the GitHub repository deciqAI/knowledge-skills (10 stars, last pushed 11d ago), licensed MIT. It adds 78 tokens to every session and 717 once invoked, about $0.0004 per session on Opus 5. A static security scan graded it A with 0 findings. No closer match exists in the catalogue, so it is treated as the original; first seen 2026-09-03.

Related

Other skills, from other repositories

review-contract

Clause-by-clause contract review — inventories key clauses (term, termination, liability cap, indemnity, IP, payment, confidentiality, governing law, auto-renewal), flags deviations from market-standard positions with RED/YELLOW/GREEN severity and verbatim quotes, drafts redline language, and sets negotiation…

alebgl77/claude-inc · 101 tokens

fiscaliste

Fiscaliste IA pour la fiscalité personnelle des particuliers français : optimisation et déclaration de l'impôt sur le revenu, IFI, revenus du capital, revenus fonciers, equity salarial, crypto-actifs et PER. Couvre le calcul de l'IR (barème, quotient familial, décote, PAS, CEHR, revenus exceptionnels), la déclaration…

romainsimon/paperasse · 302 tokens

commissaire-aux-comptes

Commissaire aux comptes IA pour l'audit des comptes annuels d'entreprises françaises. Applique la démarche NEP en 7 phases : prise de connaissance, contrôle du FEC, vérification du bilan, du compte de résultat, de la balance, de la liasse fiscale, et contrôles transversaux. Émet une opinion motivée sur la fiabilité…

romainsimon/paperasse · 123 tokens

agb-bei-kreditvertraegen-verbraucherdarlehen

Für AGB bei Kreditverträgen Verbraucherdarlehen: ordnet Norm, Beweislast und Gegenargument; Ergebnis: Prüfprodukt mit Risiko und nächstem Schritt.

Klotzkette/claude-fuer-deutsches-recht · 49 tokens

tax

Structures the tax questions a growing business faces — corporate income, sales and use, payroll, nexus, and the obligations created by hiring or selling somewhere new. Use this to work out what a new state or country obligates you to, prepare for a tax filing or audit, understand sales tax on your product, or check…

cbrock84/headcount · 75 tokens

802-regulations-dora

Use when reviewing, designing, or modifying Java enterprise systems that may support financial entities, critical ICT services, third-party ICT provider integrations, or operational resilience obligations under DORA. This should trigger for requests such as Review a Java platform for DORA ICT risk controls; Design…

jabrena/plinth · 97 tokens