Getting it into your agent
It runs from inside its repository, so the clone comes first — what it calls does not travel with the file alone.
git clone --depth 1 https://github.com/deciqAI/knowledge-skillsnpx agentmods add skills/deciqai/knowledge-skills/ria-adv-crs-compliance-checklistWrote this? Show the measurements
A badge with what this costs and how it scanned, read live from this page, so it follows the numbers instead of freezing them. Markdown for a README, HTML for a documentation site or a project page.
[](https://agentmods.dev/skills/deciqai/knowledge-skills/ria-adv-crs-compliance-checklist)<a href="https://agentmods.dev/skills/deciqai/knowledge-skills/ria-adv-crs-compliance-checklist"><img src="https://agentmods.dev/badge/skills/deciqai/knowledge-skills/ria-adv-crs-compliance-checklist/github.svg" alt="Measured on agentmods" height="20"></a>Or the 80×15 button, for a site that already has a row of RSS and ATOM ones. Only the verdict fits; the numbers stay here.
<a href="https://agentmods.dev/skills/deciqai/knowledge-skills/ria-adv-crs-compliance-checklist"><img src="https://agentmods.dev/badge/skills/deciqai/knowledge-skills/ria-adv-crs-compliance-checklist.svg" alt="Reviewed on agentmods" width="80" height="20"></a>What it costs to keep this loaded
Counted locally with the o200k_base tokenizer, which is exact for GPT models; Claude uses its own tokenizer and its counts differ. Treat this as one consistent yardstick across the catalogue rather than a bill. Prices are per million input tokens.
| Model | Per session | Once invoked |
|---|---|---|
| Fable 5.1 | $0.00086 | $0.00832 |
| Opus 5 | $0.00043 | $0.00416 |
| Sonnet 5 | $0.00017 | $0.00166 |
| Haiku 4.5 | $0.00009 | $0.00083 |
Grade A, and why
ria-adv-crs-compliance-checklist scanned grade A with 0 findings against 26 rules in 11 categories — prompt injection, anti-refusal, data exfiltration, privilege escalation, supply chain, agent snooping, system-prompt leakage, SSRF and excessive agency — measured 9d ago.
A static scan of the body, not an audit. Every finding is printed with the line that produced it so you can judge whether it matters here. A mod is markdown that instructs an agent; that is exactly why what it instructs is worth reading.
Nothing flagged
None of the 26 patterns this scan looks for appear in this file: no shell pipes, no recursive deletes, no credential paths, no hidden text, no instruction-override or anti-refusal phrasing, no agent-config snooping. That is not a guarantee, it is the absence of the things that are checkable.
How it starts
The opening of the file, as written. The whole thing — 57 lines — stays where its author put it; the contents beside it link to each section on GitHub.
RIA — ADV / Form CRS Compliance Checklist
Industry front door for checklist. Adds domain triggers, example, packs only. Parent Process unchanged. Not legal or compliance advice. Verify against current SEC/state rules and your CCO before filing or publishing.
Activate when: annual ADV amendment season; onboarding/updating Form CRS delivery; launching marketing/testimonials; a mock/real exam; "are we books-and-records compliant?", "can we post this ad/testimonial?" Do NOT activate when: the question is portfolio construction, not compliance.
Why this variant
The parent checklist converts "are we covered?" into a verifiable gate. RIA regulation is a set of recurring, penalty-backed gates (ADV update, CRS delivery, Marketing Rule, Custody, Books & Records). This maps those obligations onto the parent's gate discipline.
Domain inputs → parent's gate
Checklist items (state/SEC as applicable):
- ADV Part 1/2A/2B annual amendment within 90 days of fiscal year-end; material-change interim updates.
- Form CRS delivered to retail clients at/before engagement; filed; posted.
- Marketing Rule (206(4)-1, 2021): testimonials/endorsements disclosed & overseen; no cherry-picked performance; substantiation on hand.
- Custody Rule 206(4)-2: qualified custodian, account statements, surprise exam if deemed custody.
- Books & Records 204-2: required records retained (generally 5 yrs, first 2 easily accessible).
- Reg S-P privacy notice; Code of Ethics 204A-1; AML as applicable.
Worked example
Advisor wants to post a client testimonial on the website. → Gate: Marketing Rule requires disclosures (whether compensated, material conflicts), advisor oversight, and records. Missing disclosure = fail → do not publish until the item clears.
Compliance anchors
- Advisers Act Rules 204-2, 204A-1, 206(4)-1, 206(4)-2; Reg S-P; Form ADV & CRS instructions.
Packs
- Solo/small RIA: annual compliance calendar tied to fiscal year-end.
- CCO: exam-ready evidence binder per rule; testing log.
What this file has done since we first saw it
Hashed on every crawl. A supply-chain change to an agent config is a question of when, not whether, so the history is kept rather than the latest state alone.
- 9d ago First seen · 57 lines · 86 tokens per session scan A c7ee4cf5af3e
ria-adv-crs-compliance-checklist is a skill published in the GitHub repository deciqAI/knowledge-skills (10 stars, last pushed 11d ago), licensed MIT. It adds 86 tokens to every session and 832 once invoked, about $0.0004 per session on Opus 5. A static security scan graded it A with 0 findings. No closer match exists in the catalogue, so it is treated as the original; first seen 2026-09-03.
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